Derivatives regulations are driving investment in surveillance.
Risk assessment and effectiveness testing are key components of passing regulatory muster.
FINBOURNE Technology highlights that the EU and SEC have set their sights on hedge funds.
Trade surveillance can be harder to analyse in fixed income.
With Alastair Clarke, European Equity Trader, Capital Group
China's equity markets continue to rapidly evolve.
The absence of designated intermediaries pose challenges for regulation, compliance, and financial stability.
FTX describes the tools the crypto firm uses to to implement a sanctions compliance program.
The dollar swaps market progression is moving forward in full force, Tradeweb's Colm Murtagh writes.
