A financial transaction tax is again proposed, but the idea may fade by November.
Entrepreneurship has shifted to intrapreneurship, but the ethos remains the same.
Circuit court rules the SEC overstepped its authority.
Regional broker will leverage Nasdaq technology for its new Alternative Trading System.
Charity funds, union pension funds and medical endowments will be among beneficiaries.
Broker-dealer sees an opportunity in private securities transactions.
Rule 606(b)(3) will provide managers a forensic trail of their trades.
SIP improvements draw broad praise, but residual latency may be a sticking point.
Product offers conditional order management, auto-execution, and blotter optimization.