Risk assessment and effectiveness testing are key components of passing regulatory muster.

brokers Archives - Markets Media

Brokers need to bolster protection against the "account intrusion" threat.

Broker's new platform generates execution strategies that leverage client-specific trading data.

Forensic analysis makes ’black box’ algorithms more transparent.

"Free" is usually where the inefficiencies begin, Nasdaq's Phil Mackintosh writes.

A financial transaction tax is again proposed, but the idea may fade by November.

Entrepreneurship has shifted to intrapreneurship, but the ethos remains the same.

Circuit court rules the SEC overstepped its authority.

Regional broker will leverage Nasdaq technology for its new Alternative Trading System.

Charity funds, union pension funds and medical endowments will be among beneficiaries.