Self-regulatory organization aims to better identify and mitigate threats in the financial industry.

Finra Archives - Markets Media

Value of the initiative will depend on quality of the data.

One exec breaks down new Finra rules and how industry can navigate them.

Regulator nears decision on broker responsibilities.

U.S. regulators take lackadaisical approach to MiFID II.

Brokers demand more options to comply with new regulations.

Daily Email Feature

CEO CHAT: Bob Santella, IPC

Tech/comm firm provides customers flexibility, speed, access to liquidity, and data optimization.

The high-touch sales trader is an endangered species.

The publication provides a statistical overview of brokers, registered individuals, and trading activity.

Coinbase Custody provides secure crypto storage in US and UK.