RBC Capital Markets paid more than $800,000 to resolve charges that it engaged in unfair dealing in munis.
Upstart exchange has seen market share increase to near 4%.
OCC reported trading revenue of $8.1bn in the second quarter of 2021.
Industries leading this year’s D&I Index Top 100 are banking, investment services & insurance.
Members are evaluating payment-versus-payment for currencies not yet eligible for CLSSettlement.
Jefferies and three fund managers will provide CLO equity capital and warehouse funding for new issues.
HSBC Asset Management has invested in the new women-owned fund manager.
Over the past decade the UK has declined against international competitors.
Working with Riskfuel will reduce reliance on slow and expensive financial models.