05.26.2016

Convergex Launches Its “Blueprint For Growth”

05.26.2016

PRNewswire – NEW YORK – Convergex, an agency-focused global brokerage and trading related services provider, is pleased to announce the official launch of its “Blueprint for Growth.” This thought leadership initiative reinforces the firm’s innovation and how it consistently strives to align its goals with those of its clients.  The document highlights Convergex’s strong foundation and its three main client focused goals including finding liquidity, providing best execution and delivering a great customer experience.

“The team at Convergex is committed to building innovative products and providing high-level service in order to meet the needs of its clients,” said Eric W. Noll, Convergex President and CEO.  “Since joining Convergex 2 ½ years ago, I have witnessed unprecedented market volatility and I am proud that Convergex has consistently been able to meet any challenge it faced,” said Noll.

View Convergex’s Blueprint for Growth here.

About Convergex
Convergex is an agency-focused global brokerage and trading related services provider that takes on the industry’s toughest challenges, from complicated trades to complex businesses. With clients’ interests as the top priority, Convergex delivers comprehensive solutions that span global high-touch and electronic trading, options technologies, prime brokerage, clearing, commission management and beyond. Headquartered in New York with a presence in several other locations including Atlanta,Boston, Chicago, Orlando, San Francisco and London, the company serves nearly 3,000 clients accessing over 100 global market centers.

IMPORTANT INFORMATION

Convergex is an agency-focused global brokerage and trading related services provider.  In the U.S., Convergex offers products and services through Convergex Execution Solutions LLC (member NYSE/FINRA/NFA/SIPC), of which Convergex Prime Service and Options Trading and Technology are divisions; Westminster Research Associates LLC (member FINRA/SIPC); and Convergex Solutions LLC, of which Connex, Jaywalk and LDB are divisions.  In London, Convergex operates through Convergex Limited, which is incorporated in England and Wales (registered with company number 06262150).  Convergex Limited is authorized and regulated by the Financial Conduct Authority (FCA) of the United Kingdom.  Westminster Research Associates LLC is regulated in the United States by the U.S. Securities and Exchange Commission.  Westminster provides services in Australia pursuant to an exemption from the requirement to hold an Australian financial services license under the Corporations Act 2001 (ASIC Class Order [CO 03/1100]).

Convergex provides brokerage services primarily on an agency basis, but may operate in a riskless principal and/or net trading capacity, and in connection with certain ETF or ADR transactions, may act as principal or engage in hedging strategies.  Convergex does not engage in market making or investment banking activities.

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Citadel Securities told the SEC that trading tokenized equities should remain under existing market rules, a position that drew responses from various crypto industry groups. @ShannyBasar for @MarketsMedia:

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