The European Securities and Markets Authority (ESMA) has issued its first annual report regarding supervisory measures carried out and penalties imposed by national competent authorities (NCAs) under the European Market Infrastructure Regulation (EMIR).
The report focuses in particular on the supervisory actions undertaken by NCAs, their supervisory powers and the interaction between NCAs and market participants when monitoring the compliance of the following EMIR requirements:
- the clearing obligation for certain OTC derivatives (Art. 4 EMIR);
- the reporting obligation of derivative transactions to TRs (Art. 9 EMIR);
- requirements for non-financial counterparties (Art. 10 EMIR); and
- Risk mitigation techniques for non-cleared OTC derivatives (Art. 11 EMIR).
ESMA has sent its report to the European Parliament, the Council and the Commission today, informing them about the findings, which will also help to gradually identifying best practices and potential areas that could benefit from a higher level of harmonisation.
Source: Esma
NEWSLETTER SIGN UP
And receive exclusive articles on securities markets
Markets Media Group was pleased to host the 2025 European Women in Finance Awards last night at Claridge’s in London.
#WomeninFinance #WIF #EuropeanFinance #FinanceCommunity
See the full list of winners here: https://www.marketsmedia.com/2025-european-women-in-finance-awards-the-winners/
We are excited to announce the finalists for the 2025 U.S. Women in Finance Awards! Congratulations to all!
Check out the full list here:
#WomeninFinance #WIF #financeindustry
Nominations are NOW OPEN for the 2026 Women in Finance LatAm Awards! Do you know a standout leader, innovator, or rising star? Nominate her today!
Learn more & submit your nomination:
#WomeninFinance #Finance #WIF
HSBC AI Markets harnesses natural language processing to meet market participants’ trading and hedging needs, from pre-trade analysis, to execution, to post-trade. Markets Media caught up with Tom Croft to learn more about the platform.
#AIMarkets
Related articles
-
Members can give one instruction for Euroclear to transfer multiple securities to meet margin requirements.
-
The proposed ACS Triparty service has been developed to facilitate greater access to central clearing.
-
FMX Futures Exchange was launched in September last year to compete with CME Group.
-
94% of traders believe margin savings can be realized between their USD swaps and USD futures.
-
This aims to solve concerns around the U.S. Treasury Clearing mandate.
We're Enhancing Your Experience with Smart Technology
We've updated our Terms & Conditions and Privacy Policy to introduce AI tools that will personalize your content, improve our market analysis, and deliver more relevant insights.These changes take effect on Aug 25, 2025.
Your data remains protected—we're simply using smart technology to serve you better. [Review Full Terms] | [Review Privacy Policy] Please review our updated Terms & Conditions and Privacy Policy carefully. By continuing to use our services after Aug 25, 2025, you agree to these
