11.30.2016

OTC Markets Group Introduces OTC Compliance Analytics Product

11.30.2016

OTC Markets – NEW YORK – OTC Markets Group Inc. (OTCQX: OTCM), operator of financial markets for 10,000 U.S. and global securities, today introduced an enhanced compliance analytics product designed to provide broker-dealers and investment managers an efficient, automated tool for analyzing OTCQX®, OTCQB®, Pink® and Grey Market securities based on key compliance data points.

The new OTC Compliance Analytics Product is a premium offering comprised of two files – an Enhanced Compliance Data File and an Issuer Analytics File – that provide important current and historical compliance data points for OTCQX, OTCQB, Pink and Grey Market securities, as well as an overall ranking based on 16 factors, including Penny Stock status, Caveat Emptor status, name changes, price/volume changes and changes to shares outstanding.

Delivered twice daily in pipe-delimited format, the product is designed to help financial institutions more efficiently analyze and quantify risk in trading OTCQX, OTCQB, Pink and Grey Market securities, as well as expand the breadth of securities that broker-dealers can recommend to investors.

The numerous compliance data points included in the file include:

  • OTCQX, OTCQB and Pink market designations
  • Current and Former Caveat Emptor status (new)
  • Current and Former Shell status (new)
  • Reporting status (SEC Filer, Bank Reporting, Alternative Reporting Standard)
  • Bankruptcy status and recent split data
  • Delinquency status (new)
  • 30-Day Moving Average Price (new)
  • Security name change history (new)

 

OTC Markets Group provides mission-critical quote and trade data, as well as company and security information on OTCQX, OTCQB and Pink securities to the trading, investment, legal and regulatory communities.  The Company’s data products include real-time data, end-of-day data, historical quote data, company financial data, security master data, corporate reference data and compliance data.  OTC Markets Group also provides data through leading market data redistributors.  For more about OTC Markets Group’s market data products, including connectivity information, visit http://www.otcmarkets.com/services/market-data/realtime-data/overview.

 

Markets Media Group was pleased to host the 2025 European Women in Finance Awards last night at Claridge’s in London.
#WomeninFinance #WIF #EuropeanFinance #FinanceCommunity

See the full list of winners here: https://www.marketsmedia.com/2025-european-women-in-finance-awards-the-winners/

3

We are excited to announce the finalists for the 2025 U.S. Women in Finance Awards! Congratulations to all!

Check out the full list here:


#WomeninFinance #WIF #financeindustry

Nominations are NOW OPEN for the 2026 Women in Finance LatAm Awards! Do you know a standout leader, innovator, or rising star? Nominate her today!

Learn more & submit your nomination:

#WomeninFinance #Finance #WIF

HSBC AI Markets harnesses natural language processing to meet market participants’ trading and hedging needs, from pre-trade analysis, to execution, to post-trade. Markets Media caught up with Tom Croft to learn more about the platform.

#AIMarkets

Load More

Related articles

  1. Aim is to provide derivatives market participants with more transparency and control over their liquidity requ...

  2. Initial focus will be on data management and analytics product development and delivery.

  3. Clients are demanding real-time liquidity analytics.

  4. Buy-side veteran has been instrumental in building out a best-in-class trading analytics framework.

  5. Growth in passive investing presents an opportunity for the exchange group's index business.

We're Enhancing Your Experience with Smart Technology

We've updated our Terms & Conditions and Privacy Policy to introduce AI tools that will personalize your content, improve our market analysis, and deliver more relevant insights.These changes take effect on Aug 25, 2025.
Your data remains protected—we're simply using smart technology to serve you better. [Review Full Terms] | [Review Privacy Policy] Please review our updated Terms & Conditions and Privacy Policy carefully. By continuing to use our services after Aug 25, 2025, you agree to these

Close the CTA