10.28.2016

Proposed Rule Change to Amend FINRA Rule 7730 to Establish a Fee for the Academic Corporate Bond TRACE Data Product

FINRA – Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend FINRA Rule 7730 to establish a fee for the new Academic Corporate Bond TRACE Data product.

http://www.finra.org/sites/default/files/SR-FINRA-2016-040.pdf

 

Related articles

  1. Value of the initiative will depend on quality of the data.

  2. One exec breaks down new Finra rules and how industry can navigate them.

  3. FX Market Eyes U.S. Election

    Regulator nears decision on broker responsibilities.

  4. U.S. regulators take lackadaisical approach to MiFID II.

  5. Market Surveillance Gets More Sophisticated

    Brokers demand more options to comply with new regulations.