A dearth of regulatory guidance is vexing for brokers.
The reform of Emir establishes a supervisory committee within ESMA.
CFTC Chairman Giancarlo lays out future challenges and his legacy during his last FIA Boca address.
The regulator should focus on achievable SIP reforms.
The regulator has launched a soup-to-nuts review of the consolidated feeds.
BNP Paribas HR exec states the case.
Simulation is the best way to model outcomes, exec says.
The new bourse announcement re-sparks fragmentation debate.
Enhancements include more disclosure on Japanese markets and corporate bond lending.
The SROs have no choice but to meet their deadlines.