02.17.2025

SEC Seeks Candidates for Investor Advisory Committee

02.17.2025
SEC Seeks Candidates for Investor Advisory Committee

The Securities and Exchange Commission is seeking candidates for appointment as members of the SEC’s Investor Advisory Committee, which was established by the Dodd-Frank Wall Street Reform and Consumer Protection Act to help protect investors and improve securities regulation. Candidates will be considered for open at-large membership positions on the committee, as well as for a position as the member who is representative of the interests of senior citizens, as provided in the Act.The purpose of the Investor Advisory Committee is to advise the Commission, protect investor interests and promote the integrity of the securities marketplace. Committee members represent the interests of investors, are knowledgeable about investment issues, and have reputations for integrity.

The committee advises and consults with the Commission on:

  • Regulatory priorities of the Commission;
  • Issues relating to the regulation of securities products, trading strategies, fee structures, and the effectiveness of disclosure;
  • Initiatives to protect investor interests; and
  • Initiatives to promote investor confidence and the integrity of the securities marketplace.

“We look forward to receiving candidates who want to serve on the Investor Advisory Committee,” said SEC Acting Chairman Mark T. Uyeda. “Obtaining a variety of investor views helps the SEC to fulfill our mission on behalf of American issuers and investors.”Members of the public interested in serving on the committee in either of the above capacities should promptly email a letter of interest to iac-candidates@sec.gov with applicable information about their relevant experience. The letter of interest should indicate whether the person submitting the letter seeks to serve as one of the at-large committee members or as the committee member representing the interests of senior citizens. The deadline for submission of a letter of interest is March 15, 2025. Those who have previously applied for membership on the committee must re-apply to be considered at this time.

Source: SEC

Celebrating women shaping European finance
European Women in Finance Awards deadline is Aug 23
#WomeninFinance #Finance #WIF
Nominate here: https://www.jotform.com/form/250276204100339

As Cboe Data Vantage scales globally, Adam Inzirillo discusses our APAC expansion, plans to launch dedicated cores in Canada and preparation for 24×5 U.S. equities trading, pending regulatory approval – full story in @marketsmedia: https://bit.ly/4kQx3mC

Load More

Related articles

  1. Mike Kuehnel, whose term has been extended to 31 August, has led Flow Traders for four years.

  2. Cifu will remain an advisor to Virtu.

  3. They will work closely with CEO Harvey Schwartz to advance the investment firm’s strategic priorities.

  4. Chalom led the launch of the iShares Ethereum Trust, the largest Ethereum ETP with over $10bn in assets. 

  5. The board will conduct an internal and external search, including internationally, for a new CEO.

We're Enhancing Your Experience with Smart Technology

We've updated our Terms & Conditions and Privacy Policy to introduce AI tools that will personalize your content, improve our market analysis, and deliver more relevant insights.These changes take effect on Aug 25, 2025.
Your data remains protected—we're simply using smart technology to serve you better. [Review Full Terms] | [Review Privacy Policy] By continuing to use our services after Aug 25, 2025, you agree to these updates.

Close the CTA