The last major aspect of Senior Managers and Certification Regime takes effect in December.
Aim is to streamline compliance processes around sanctions.
The data will enable the tracking of spoofing, layering, wash trading and collusion.
The firm plans to deploy the platform to track employee trading.
Opinions vary on whether the Order Protection Rule should be reformed or scrapped.
The firm is strengthening its post-trade offering by purchasing Percentile.
The vendor aligns its evaluation services for OTC derivatives compliance.
By pairing their products, the vendors look to streamline investigations and client onboarding while creating agile cust...
The new tool is set to support upcoming Phase 4 and 5 initial margin requirements.