Employees routinely communicated about business matters using text messaging on personal devices.

compliance Archives - Markets Media

Citigroup Global Markets could not effectively monitor certain types of insider dealing and market manipulation.

Eventus won Best in RegTech at the 2022 Markets Choice Awards.

Elliptic can support more than 500 crypto assets.

JPMorgan was fined $200m for failing to monitor their employees use of WhatsApp.

Solidus detects fraud, manipulation and market abuse in crypto and DeFi.

Solidus HALO is currently used to monitor more than 1 trillion events per day across more than 150 markets.

The absence of designated intermediaries pose challenges for regulation, compliance, and financial stability.

FTX describes the tools the crypto firm uses to to implement a sanctions compliance program.

This integration will form part of BNY Mellon’s development of cryptocurrency services.