Long-time CEO discusses current topics in the trading of over the counter securities.
Regulator has proposed sustainability disclosures for fund managers and regulated asset owners.
SEC's proposed rule could result in dissemination of incomplete, inaccurate and misleading data.
Limited competition for benchmarks and indices, credit ratings and trading data may increase costs.
SEC requires a review of data on non-listed securities before initiating or resuming quotes.
It is important to maintain the voluntary nature of the standard.
Proposed changes would lead to an unsustainable level of additional cost and liability for issuers.
Broker-dealers will be able to meet the new SEC requirements.
Acting SEC Chairman is resigning as of the end of January.