SEC staff have been asked prepare new rule proposals for retail stock order handling and execution.
The first amendments to the CFTC's swap data reporting rules come into effect on December 5.
EFAMA said a real-time tape for equities with the inclusion of pre and post-trade data is needed.
Regulators will likely separate custody from other crypto exchange activities.
Final LIBOR publication would be end-September 2024.
US Department of Labor has allowed pension plan fiduciaries to consider ESG factors.
Goldman Sachs Asset Management agreed to pay a $4m penalty.
FINRA membership marks further momentum in WisdomTree Securities' digital strategy.
The prior administration’s restrictions on retirement plans and ESG were removed.