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Compliance date for reporting by alternatives managers has been extended by one year.

The firm now offers a complete range of services to support clients regulatory reporting.

Form PF is the confidential reporting form for certain SEC-registered investment advisers to private funds.

Institutions can automate their regulatory reporting of shareholder disclosures in one streamlined workflow.

New tool helps firms prepare for upcoming EU and UK trade reporting rule changes.

The rules, adopted on 6 March 2024, created a detailed disclosure regime for issuing and reporting firms.

Current UK MiFID regime requires both buy-side and sell-side firms to report the same trade.

Uyeda said the proposed rules overstepped the SEC’s regulatory authority.

SIFMA applauded the SEC for taking this appropriate action.

Simplified Reporting Moves Up Agenda