Reporting Archives - Markets Media

Form PF is the confidential reporting form for certain SEC-registered investment advisers to private funds.

Institutions can automate their regulatory reporting of shareholder disclosures in one streamlined workflow.

New tool helps firms prepare for upcoming EU and UK trade reporting rule changes.

The rules, adopted on 6 March 2024, created a detailed disclosure regime for issuing and reporting firms.

Current UK MiFID regime requires both buy-side and sell-side firms to report the same trade.

Uyeda said the proposed rules overstepped the SEC’s regulatory authority.

SIFMA applauded the SEC for taking this appropriate action.

Three-month delay prevents SEC & CFTC from receiving inconsistent private funds data.

Infinox Capital has been fined £99,200 for failing to submit 46,053 transaction reports.

Delta Capita Acquires DTCC’s Report Hub