SEC Rule 606(b)(3) shows that transparency and collaboration can go a long way toward improving buy-side trade execution...
Citigroup and Credit Suisse veteran brings deep experience in electronic trading and market structure.
Lawsuit alleges private user IDs should be replaced.
Risks outweigh rewards in keeping previously established compliance dates.
SEC makes statement on NYSE electronic trading session and electronic auctions set for Monday.
Regulatory order signals a dilution in exchange voting power.
STA delves into the SEC's latest attempt to alter or replace Reg NMS.
The body will address the impact that new trends, globalization, and technology have on asset managers.
The SEC alters plans for the Consolidated Audit Trail.