surveillance Archives - Markets Media

The regulator said the bank failed to surveil billions of orders on a designated contract market.

OCC and the Fed said the bank failed to surveil billions of trades on at least 30 global trading venues.

Will Mitting of Acuiti and Joe Schifano at Eventus discuss key themes of the annual report.

EDX is focused on bringing the best of traditional finance to crypto and ensuring compliant trading.

The more compliance workers collaborate, the more effective they are.

ChatGPT helps compliance teams analyze data with greater speed and identify risks more effectively.

Eventus's Mike Castiglione discusses how his CIA background brings a valuable perspective to the capital markets busines...

Integrating surveillance data into an AML platform can improve monitoring capabilities.

Firms were fined $2bn for not preventing communicating on channels that were not monitored.

Bitvavo Adopts Nasdaq Market Surveillance