trade surveillance Archives

Financial firms need to break the cycle of just maintaining baseline capabilities.

Automation and tech customization can address sticking points such as false positives and market manipulation.

Eventus facilitated PhillipCapital's ventures into equity options and Eurex.

Ahead of finalized rules, broker-dealers can assess tech systems for configurability and flexibility.

Fennel has just launched an ESG focused platform.

Rather than having to choose, financial institutions can have the best of both buy and build.

Due diligence process has not kept pace with the proliferation of algorithmic trading.

Risk assessment and effectiveness testing are key components of passing regulatory muster.

With Joe Schifano, Global Head of Regulatory Affairs at Eventus Systems.

Eventus Focuses on Multi-Asset Class Surveillance, Performance Enhancements