Culture, technology, and market structure are among primary disconnects.
The offering now sports access to normalized trading and compliance-related data.
Recent regulatory fines show surveillance deficiencies persist, Fonetic says.
The data will enable the tracking of spoofing, layering, wash trading and collusion.
Enhanced system enables Canadian market regulator to better protect investors from market abuses.
Aim is to simplify processes and ensure high levels of regulatory compliance.
Brokers demand more options to comply with new regulations.
STA taps Trillium for insight on Finra's capabilities and how firms can ensure compliance.
What was once reasonable is now inadequate.