Risk assessment and effectiveness testing are key components of passing regulatory muster.

trade surveillance Archives - Markets Media

With Joe Schifano, Global Head of Regulatory Affairs at Eventus Systems.

Regulatory development and institutional adoption were key themes in the digital assets space.

Culture, technology, and market structure are among primary disconnects.

The offering now sports access to normalized trading and compliance-related data.

Recent regulatory fines show surveillance deficiencies persist, Fonetic says.

The data will enable the tracking of spoofing, layering, wash trading and collusion.

Enhanced system enables Canadian market regulator to better protect investors from market abuses.

Aim is to simplify processes and ensure high levels of regulatory compliance.

Brokers demand more options to comply with new regulations.