Controls should reduce compliance and operational risk in a sustainable way.
Firms need an infrastructure capable of handling and relaying massive amounts of data.
How to mitigate the uncertainty of the next decade?
Like a blockbuster with sequels, the regulation is never really over.
Defining responsibilities and expectations are critical for anyone taking on the role.
Firms should challenge data partners to provide what they need, SIX says.
Cordium outlines the people, process and technology needed to support firms' compliance efforts.
Prioritizing and investing in data management are mission-critical for financial services firms.
A checklist for dealers and buy side to meet ongoing collateral requirements.