By Anna Lyudvig, Traders Magazine

ON THE MOVE: Regelman Adds Role at BNY Mellon; TP ICAP Adds Govoni

05.02.2022 By Anna Lyudvig, Traders Magazine

Roman Regelman, Chief Executive Officer of Asset Servicing, will assume leadership of the Issuer Services business at the Bank of New York Mellon Corporation (BNY Mellon). Regelman, a member of the Executive Committee, will continue to lead Digital for BNY Mellon. Current Issuer Services CEO Francis (Frank) J. La Salla will join The Depository Trust & Clearing Corporation (DTCC) in June and become the President and CEO later this year.

Mark Govoni

TP ICAP has appointed Mark Govoni as Chief Executive Officer of its Agency Execution division. Govoni replaces John Ruskin, who has decided to step away from the business having successfully led the integration of Liquidnet into the TP ICAP Group. Ruskin will stay with the Group until the end of June to ensure an orderly transition. Govoni joins TP ICAP from Instinet, a firm he joined in 2012 and where he served most recently as President of U.S. Brokerage, having previously held the role of Head of U.S. Sales Trading.

Hazeltree has appointed technology industry leader Tushar Amin as the company’s President, Chief Executive Officer and Board Director. Amin joins Hazeltree with more than 25 years of software and IT services industry experience. Most recently he was a member of the senior leadership team and Business Model Innovation Leader at Kyndryl, the IT services company spun off from IBM in 2021.

Nasdaq has elected the following directors to the boards of the U.S. exchanges operated by the company, which include The Nasdaq Stock Market, Nasdaq PHLX, Nasdaq BX, Nasdaq ISE, Nasdaq MRX, and Nasdaq GEMX: Kathlyn Card Beckles, Chief Legal Officer and Corporate Secretary, Verisk Analytics; Anne Marie Darling, Partner, Global Markets Division, Goldman Sachs; Elizabeth Wideman, SVP and Senior Deputy General Counsel, Comcast Corporation.

The Securities and Exchange Commission (SEC) has announced that Inspector General Carl W. Hoecker will retire from the agency as of May 7, 2022. He has led the Office of Inspector General (OIG) since February, 11, 2013. Rebecca Sharek, Deputy Inspector General for Audits, Evaluations, and Special Projects, will serve as Acting Inspector General.

Aviva Investors has appointed Rakesh Girdharlal to the newly created role of Head of Liability-Driven Investment (LDI) and Liquidity. Girdharlal will report to Caroline Hedges, Head of Credit. Formally Head of LDI at Aviva Investors, Girdharlal will be assuming additional responsibility for the firm’s liquidity business following Caroline Hedges’ promotion to Head of Credit in September 2021. He will retain his responsibilities for LDI portfolios, where he manages pension fund and insurance LDI mandates in excess of £20bn.

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