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Firms need to evidence they have taken sufficient steps to meet start-date.

The deal will expand QuantHouse's US coverage.

Broker-dealer algorithms are evaluated, normalized and eventually rewarded for their performance.

Persistently flat volumes vex an industry built for growth.

From The Markets

At FINRA, the 'How' Matters

'People are responding well' to Robert Cook, the SRO's still-new CEO.

Latest News

CAT Takes Shape

Long-pondered audit trail will soon be a reality.

Best execution cannot happen without better transparency.

Daily Email Feature

CAT Q&A: Jess Haberman, Fidessa

For trading firms, sorting out workflows is high up on the CAT to-do list.

From The Markets

Bond Trading May Leave EU

MiFID II requires fixed income to be traded on a regulated venue.

MiFID II raises the bar for best execution and spurs demand for alternative data.

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